Law, Mang Kwan 羅孟君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2007-03-01 | 2007-12-01 |
| 2 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-01 | 2007-12-01 |
| 3 | 313 Capital Management Limited | RO | Advising on securities | 2015-10-12 | 2016-01-09 |
| 4 | 313 Capital Management Limited | RO | Asset management | 2015-10-12 | 2016-01-09 |
| 5 | SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2015-10-12 | 2016-01-09 |
| 6 | SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2015-10-12 | 2016-01-09 |
| 7 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2016-02-02 | 2016-02-23 |
| 8 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2016-02-02 | 2016-02-23 |
| 9 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | RO | Advising on securities | 2016-02-23 | 2017-05-31 |
| 10 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | RO | Asset management | 2016-02-23 | 2017-05-31 |
| 11 | Finex Hong Kong Limited | RO | Advising on securities | 2018-07-12 | 2018-11-19 |
| 12 | Finex Hong Kong Limited | RO | Dealing in securities | 2018-07-12 | 2018-11-19 |
| 13 | PICO ZEMAN SECURITIES (HK) LIMITED | RO | Advising on securities | 2019-03-07 | 2019-11-08 |
| 14 | PICO ZEMAN SECURITIES (HK) LIMITED | RO | Asset management | 2019-03-07 | 2019-11-08 |
| 15 | PICO ZEMAN SECURITIES (HK) LIMITED | RO | Dealing in securities | 2019-03-07 | 2019-11-08 |
| 16 | POSEIDON HILL CAPITAL LIMITED (b2014-09-24) | Rep | Asset management | 2020-10-21 | 2020-11-25 |
| 17 | JOYFUL CAPITAL HK LIMITED | RO | Advising on securities | 2021-12-03 | 2022-03-20 |
| 18 | JOYFUL CAPITAL HK LIMITED | RO | Asset management | 2021-12-03 | 2022-03-20 |
| 19 | JOYFUL CAPITAL HK LIMITED | RO | Advising on securities | 2023-01-27 | |
| 20 | JOYFUL CAPITAL HK LIMITED | RO | Asset management | 2023-01-27 |
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