Sun, Xinyi 孫欣怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-05-20 | 2021-05-18 | Rep | Asset management | 2020-05-20 | 2021-05-18 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-20 | 2021-05-18 |
| 3 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2017-09-21 | 2020-04-29 | Rep | Asset management | 2017-09-21 | 2020-04-29 | Rep | Dealing in securities | 2017-09-21 | 2020-04-29 |
| 4 | GaoTeng Global Asset Management Limited | Rep | Advising on securities | 2025-05-21 | Rep | Asset management | 2025-05-21 | Rep | Dealing in securities | 2025-05-21 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-07-27 | 2025-04-07 | Rep | Asset management | 2021-07-27 | 2025-04-07 | Rep | Dealing in securities | 2021-07-27 | 2025-04-07 |
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