Wan, Sau Yi 尹秀儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Beigehill Asset Management Limited | Rep | Asset management | 2023-01-11 | 2023-03-01 | RO | Advising on securities | 2023-03-01 | 2023-09-27 | RO | Asset management | 2023-03-01 | 2023-09-27 |
2 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2017-09-21 | 2022-04-19 |
3 | PRIORITY ASSET MANAGEMENT GROUP LIMITED | Rep | Asset management | 2022-05-31 | 2022-12-15 |
4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-10-25 | 2023-11-03 | Rep | Asset management | 2023-10-25 | 2023-11-03 | RO | Advising on securities | 2023-11-03 | RO | Asset management | 2023-11-03 |
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