Li, Man (SFC:BKX346) 李曼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2019-10-10 | 2021-10-29 | Rep | Asset management | 2019-10-10 | 2021-10-29 |
| 2 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-09-21 | 2019-10-02 |
| 3 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-09-21 | 2019-10-02 | Rep | Dealing in securities | 2017-09-21 | 2019-10-02 |
| 4 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2022-12-01 | Rep | Asset management | 2022-12-01 |
| 5 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-11-24 | 2022-12-31 | Rep | Asset management | 2021-11-24 | 2022-12-31 |
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