Zhu, Yali (SFC:BKY115) 朱亞莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-10-10 | 2020-04-15 | Rep | Dealing in securities | 2019-10-10 | 2020-04-15 | Rep | Dealing in futures contracts | 2019-10-28 | 2024-01-19 | RO | Advising on securities | 2020-04-15 | 2024-01-19 | RO | Dealing in securities | 2020-04-15 | 2024-01-19 | RO | Automated trading services | 2023-07-10 | 2024-01-19 |
| 2 | Yunfeng Asset Management Limited | Rep | Asset management | 2018-04-10 | 2019-08-19 |
| 3 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2017-09-21 | 2018-01-22 | Rep | Advising on securities | 2017-09-21 | 2019-08-19 | Rep | Asset management | 2017-09-21 | 2019-08-19 | RO | Dealing in securities | 2018-01-22 | 2019-08-19 |
| 4 | Yunfeng Securities Limited | Rep | Dealing in securities | 2017-09-21 | 2018-01-22 | Rep | Advising on securities | 2017-09-21 | 2019-08-19 | RO | Dealing in securities | 2018-01-22 | 2019-08-19 |
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