Zhu, Yali 朱亞莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2017-09-21 | 2018-01-22 |
2 | Yunfeng Securities Limited | Rep | Dealing in securities | 2017-09-21 | 2018-01-22 |
3 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2017-09-21 | 2019-08-19 |
4 | Yunfeng Financial Markets Limited | Rep | Asset management | 2017-09-21 | 2019-08-19 |
5 | Yunfeng Securities Limited | Rep | Advising on securities | 2017-09-21 | 2019-08-19 |
6 | Yunfeng Financial Markets Limited | RO | Dealing in securities | 2018-01-22 | 2019-08-19 |
7 | Yunfeng Securities Limited | RO | Dealing in securities | 2018-01-22 | 2019-08-19 |
8 | Yunfeng Asset Management Limited | Rep | Asset management | 2018-04-10 | 2019-08-19 |
9 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-10-10 | 2020-04-15 |
10 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-10 | 2020-04-15 |
11 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-10-28 | 2024-01-19 |
12 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2020-04-15 | 2024-01-19 |
13 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2020-04-15 | 2024-01-19 |
14 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Automated trading services | 2023-07-10 | 2024-01-19 |
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