Koo, Siu Kong 顧兆光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Global Assets Management Limited (HK) | Rep | Asset management | 2017-10-19 | |
| 2 | CNI Securities Group Limited | Rep | Dealing in securities | 2017-09-26 | Rep | Advising on securities | 2018-02-05 |
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