Tan, Kim Kuan Francis 陳錦冠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-02-13 | 2008-10-28 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-02-13 | 2008-10-28 | Rep | Dealing in futures contracts | 2007-02-13 | 2008-10-28 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-10-21 | 2019-07-08 | Rep | Dealing in securities | 2013-10-21 | 2019-07-08 |
| 4 | L&R CAPITAL LIMITED | Rep | Advising on securities | 2020-05-20 | 2020-05-28 | Rep | Asset management | 2020-05-20 | 2020-05-28 | RO | Advising on securities | 2020-05-28 | 2021-06-01 | RO | Asset management | 2020-05-28 | 2021-06-01 |
| 5 | Lux Aeterna Capital Limited | Rep | Advising on securities | 2021-09-03 | 2021-10-15 | Rep | Asset management | 2021-09-03 | 2021-10-15 | RO | Advising on securities | 2021-10-15 | RO | Asset management | 2021-10-15 | RO | Dealing in securities | 2022-12-28 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-05-02 | 2013-07-18 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-05-02 | 2013-07-18 | Rep | Dealing in securities | 2013-05-02 | 2013-07-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy