Tan, Soon Hoe 陳順和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2012-07-23 | 2015-04-20 | Rep | Dealing in securities | 2012-08-21 | 2023-04-08 | Rep | Advising on securities | 2015-04-16 | 2023-04-08 | RO | Advising on corporate finance | 2015-04-20 | 2023-04-08 |
| 2 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2007-02-26 | 2009-12-25 | Rep | Advising on corporate finance | 2010-05-11 | 2011-06-22 |
| 3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2010-01-04 | 2010-03-23 | Rep | Advising on securities | 2010-01-18 | 2010-03-23 |
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