Wu, Siyu (SFC:BLB631) 吴思宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-28 | 2019-08-02 | Rep | Dealing in securities | 2017-09-28 | 2019-08-02 | Rep | Advising on securities | 2018-07-09 | 2019-08-02 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-28 | 2019-08-02 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-09-16 | 2021-07-15 | Rep | Advising on securities | 2019-09-16 | 2021-07-15 | Rep | Dealing in securities | 2019-09-16 | 2021-07-15 |
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