Su, Ling (SFC:BJN297) 蘇玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2017-09-29 | 2021-08-17 |
| 2 | SBI China Capital Hong Kong Securities Limited | RO | Advising on corporate finance | 2019-09-06 | 2021-08-17 |
| 3 | TC Capital International Limited | Rep | Dealing in securities | 2023-03-01 | Rep | Advising on corporate finance | 2023-03-01 | 2023-03-13 | RO | Advising on corporate finance | 2023-03-13 |
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