Basu, Bhaskar Narayan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2016-06-23 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2012-11-26 | 2012-11-30 | Rep | Dealing in securities | 2012-11-26 | 2012-11-30 | Rep | Advising on securities | 2014-07-24 | 2014-07-25 | Rep | Dealing in securities | 2014-07-24 | 2014-07-25 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-03-12 | 2007-09-07 |
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