Xiao, Yang (SFC:AOR177) 肖陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-06 | 2011-04-08 | Rep | Dealing in securities | 2007-03-06 | 2011-04-08 | Rep | Advising on futures contracts | 2012-06-01 | 2014-01-10 | Rep | Dealing in futures contracts | 2012-06-01 | 2014-01-10 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-02-10 | Rep | Dealing in futures contracts | 2019-02-19 |
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