Chan, Kwok Ying (SFC:BKT312) 陳幗盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-07-05 | Rep | Dealing in securities | 2021-07-05 |
| 2 | LT Finance Management Limited | Rep | Advising on securities | 2017-10-03 | 2019-03-31 | Rep | Advising on futures contracts | 2018-01-23 | 2019-03-31 |
| 3 | LT Securities Limited | Rep | Dealing in securities | 2017-10-03 | 2019-03-31 | Rep | Dealing in futures contracts | 2018-01-23 | 2019-03-31 |
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