An, Ran (SFC:AOR599) 安冉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2011-10-04 | 2014-09-01 | Rep | Dealing in securities | 2011-10-04 | 2014-09-01 | RO | Advising on securities | 2014-09-01 | 2017-11-01 | RO | Dealing in securities | 2014-09-01 | 2017-11-01 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-02-12 | |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-20 | 2018-11-30 | Rep | Advising on securities | 2017-12-20 | 2019-12-06 | RO | Dealing in securities | 2018-11-30 | RO | Advising on securities | 2019-12-06 |
| 4 | WOCOM SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-07 | 2008-02-23 |
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