Wong, Sze Man (SFC:AOR611) 黃思敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2008-01-28 | 2010-10-19 |
| 2 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2013-01-04 | 2013-06-09 |
| 3 | Morningstar Investment Management Asia Limited | Rep | Advising on securities | 2016-01-21 | 2016-08-05 |
| 4 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2007-07-10 | 2010-10-19 |
| 5 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-03-14 | 2009-04-24 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-11 | 2009-04-24 |
| 7 | Mesirow Financial Hong Kong, Limited | Rep | Dealing in securities | 2013-07-02 | 2015-12-31 |
| 8 | Morningstar Investment Management Asia Limited | RO | Advising on securities | 2016-08-05 | 2017-06-09 |
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