Ho, Gideon Siu Man 何紹民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Austen Capital International Limited | RO | Advising on securities | 2017-02-09 | 2018-01-23 | RO | Asset management | 2017-02-09 | 2018-01-23 | Rep | Advising on securities | 2019-03-05 | 2019-08-21 | Rep | Asset management | 2019-03-05 | 2019-08-21 |
| 2 | Austen Capital Management Limited | RO | Advising on securities | 2010-06-30 | 2015-03-31 | RO | Asset management | 2010-06-30 | 2015-03-31 |
| 3 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2007-03-09 | 2007-09-03 | Rep | Asset management | 2007-03-09 | 2007-09-03 | Rep | Dealing in securities | 2007-03-09 | 2007-09-03 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-11-23 | 2008-12-05 |
| 5 | Oxbridge Family Office Limited | RO | Advising on securities | 2024-01-25 | RO | Asset management | 2024-01-25 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-04-10 | 2016-01-29 | Rep | Asset management | 2015-04-10 | 2016-01-29 | Rep | Dealing in securities | 2015-04-10 | 2016-01-29 |
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