Ng, Wai Hong (SFC:AOR973) 吳偉康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-05-04 | 2008-06-02 |
| 2 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2009-03-16 | 2010-02-10 | Rep | Advising on securities | 2010-11-05 | 2011-08-01 | Rep | Dealing in securities | 2010-11-05 | 2011-08-01 |
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