Ng, Vincent Wing Sum 吳永森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-15 | 2007-07-07 | Rep | Dealing in securities | 2007-03-15 | 2007-07-07 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-26 | 2010-04-27 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-20 | 2010-04-27 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-04-23 | 2018-07-16 | RO | Advising on securities | 2018-07-16 | 2023-07-31 | RO | Dealing in securities | 2018-07-16 | 2023-07-31 |
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