Ho, Shing Yan 何成恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMS CAPITAL (HK) CO., LIMITED | Rep | Asset management | 2013-02-18 | 2014-10-14 | Rep | Advising on securities | 2014-03-10 | 2014-10-14 |
| 2 | Tokio Marine Investment Services, Limited | Rep | Advising on securities | 2007-05-22 | 2010-12-07 | Rep | Asset management | 2007-05-22 | 2010-12-07 |
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