Foo, Shigen 符史根
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BROOKE CAPITAL LIMITED | Rep | Advising on securities | 2009-06-23 | 2009-09-23 | Rep | Asset management | 2009-06-23 | 2009-09-23 | RO | Advising on securities | 2009-09-23 | 2011-08-31 | RO | Asset management | 2009-09-23 | 2011-08-31 |
| 2 | DORIC CAPITAL CORPORATION | Rep | Advising on futures contracts | 2007-03-26 | 2009-02-13 | Rep | Advising on securities | 2007-03-26 | 2009-02-13 | Rep | Asset management | 2007-03-26 | 2009-02-13 |
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