Chan, Stephen Ka Fai 陳家輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Huarong International Asset Management Limited RO Asset management 2013-01-04 2014-01-27
2 Huarong International Securities Limited RO Advising on securities 2013-01-04 2014-01-27
RO Dealing in securities 2013-01-04 2014-01-27
3 MFG Limited (HK) Rep Asset management 2007-05-31 2007-08-13
RO Asset management 2007-08-13 2008-12-18
RO Advising on securities 2008-07-15 2008-12-18
RO Dealing in securities 2008-07-15 2008-12-18
4 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED RO Advising on securities 2010-06-28 2011-05-31
RO Asset management 2010-06-28 2011-05-31
5 Rifa Asset Management Limited RO Advising on futures contracts 2017-10-27
RO Advising on securities 2017-10-27
RO Asset management 2017-10-27
6 Rifa Futures Limited Rep Dealing in futures contracts 2014-02-12 2016-06-30
Rep Dealing in futures contracts 2016-12-30 2017-05-12
RO Dealing in futures contracts 2017-05-12
7 Rifa Securities Limited Rep Dealing in securities 2014-02-12 2014-04-08
RO Dealing in securities 2014-04-08 2016-06-30
Rep Dealing in securities 2016-12-30 2017-02-13
RO Dealing in securities 2017-02-13
8 Soochow Securities International Asset Management Limited RO Advising on securities 2012-01-12 2013-01-01
RO Asset management 2012-01-12 2013-01-01
9 Soochow Securities International Brokerage Limited RO Advising on securities 2012-01-12 2013-01-01
RO Dealing in securities 2012-01-12 2013-01-01
10 TFI Asset Management Limited Rep Advising on securities 2014-02-12 2014-04-08
RO Advising on securities 2014-04-08 2016-06-30
Rep Advising on futures contracts 2014-04-10 2016-06-30
RO Asset management 2014-06-27 2016-06-30

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