Chan, Stephen Ka Fai 陳家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Huarong International Asset Management Limited | RO | Asset management | 2013-01-04 | 2014-01-27 |
2 | Huarong International Securities Limited | RO | Advising on securities | 2013-01-04 | 2014-01-27 | RO | Dealing in securities | 2013-01-04 | 2014-01-27 |
3 | MFG Limited (HK) | Rep | Asset management | 2007-05-31 | 2007-08-13 | RO | Asset management | 2007-08-13 | 2008-12-18 | RO | Advising on securities | 2008-07-15 | 2008-12-18 | RO | Dealing in securities | 2008-07-15 | 2008-12-18 |
4 | QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2010-06-28 | 2011-05-31 | RO | Asset management | 2010-06-28 | 2011-05-31 |
5 | Rifa Asset Management Limited | RO | Advising on futures contracts | 2017-10-27 | RO | Advising on securities | 2017-10-27 | RO | Asset management | 2017-10-27 |
6 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2014-02-12 | 2016-06-30 | Rep | Dealing in futures contracts | 2016-12-30 | 2017-05-12 | RO | Dealing in futures contracts | 2017-05-12 |
7 | Rifa Securities Limited | Rep | Dealing in securities | 2014-02-12 | 2014-04-08 | RO | Dealing in securities | 2014-04-08 | 2016-06-30 | Rep | Dealing in securities | 2016-12-30 | 2017-02-13 | RO | Dealing in securities | 2017-02-13 |
8 | Soochow Securities International Asset Management Limited | RO | Advising on securities | 2012-01-12 | 2013-01-01 | RO | Asset management | 2012-01-12 | 2013-01-01 |
9 | Soochow Securities International Brokerage Limited | RO | Advising on securities | 2012-01-12 | 2013-01-01 | RO | Dealing in securities | 2012-01-12 | 2013-01-01 |
10 | TFI Asset Management Limited | Rep | Advising on securities | 2014-02-12 | 2014-04-08 | RO | Advising on securities | 2014-04-08 | 2016-06-30 | Rep | Advising on futures contracts | 2014-04-10 | 2016-06-30 | RO | Asset management | 2014-06-27 | 2016-06-30 |
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