Chan, Stephen Ka Fai 陳家輝

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 TFI Asset Management Limited Rep Advising on futures contracts 2014-04-10 2016-06-30
Rifa Asset Management Limited RO 2017-10-27
2 MFG Limited (HK) RO Advising on securities 2008-07-15 2008-12-18
QI YUAN ASSET MANAGEMENT (H.K.) LIMITED RO 2010-06-28 2011-05-31
Soochow Securities International Asset Management Limited RO 2012-01-12 2013-01-01
Soochow Securities International Brokerage Limited RO 2012-01-12 2013-01-01
Huarong International Securities Limited RO 2013-01-04 2014-01-27
TFI Asset Management Limited Rep 2014-02-12 2014-04-08
TFI Asset Management Limited RO 2014-04-08 2016-06-30
Rifa Asset Management Limited RO 2017-10-27
3 MFG Limited (HK) Rep Asset management 2007-05-31 2007-08-13
MFG Limited (HK) RO 2007-08-13 2008-12-18
QI YUAN ASSET MANAGEMENT (H.K.) LIMITED RO 2010-06-28 2011-05-31
Soochow Securities International Asset Management Limited RO 2012-01-12 2013-01-01
Huarong International Asset Management Limited RO 2013-01-04 2014-01-27
TFI Asset Management Limited RO 2014-06-27 2016-06-30
Rifa Asset Management Limited RO 2017-10-27
4 Rifa Futures Limited Rep Dealing in futures contracts 2014-02-12 2016-06-30
Rifa Futures Limited Rep 2016-12-30 2017-05-12
Rifa Futures Limited RO 2017-05-12
5 MFG Limited (HK) RO Dealing in securities 2008-07-15 2008-12-18
Soochow Securities International Brokerage Limited RO 2012-01-12 2013-01-01
Huarong International Securities Limited RO 2013-01-04 2014-01-27
Rifa Securities Limited Rep 2014-02-12 2014-04-08
Rifa Securities Limited RO 2014-04-08 2016-06-30
Rifa Securities Limited Rep 2016-12-30 2017-02-13
Rifa Securities Limited RO 2017-02-13

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