Kwan, Shuk Yee 關淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM MPF & Financial Services Company Limited | Rep | Dealing in securities | 2021-12-20 | 2022-06-13 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2007-03-29 | 2007-10-07 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-29 | 2007-10-07 |
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