Ting, Nicholas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2017-10-06 | 2020-02-12 | Rep | Advising on corporate finance | 2020-02-12 | 2020-08-25 | Rep | Dealing in securities | 2020-02-12 | 2020-08-25 |
| 2 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-08-26 | 2022-07-14 | Rep | Dealing in securities | 2020-08-26 | 2022-12-09 |
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