Hor, Kin Hung 何建雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lapland Securities Limited | RO | Advising on securities | 2020-11-12 | |
| 2 | Lapland Securities Limited | RO | Asset management | 2020-11-12 | |
| 3 | Lapland Securities Limited | RO | Dealing in securities | 2020-11-12 | |
| 4 | WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-12 | 2007-11-02 |
| 5 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-05 | 2009-04-30 |
| 6 | Huarong International Securities Limited | Rep | Dealing in securities | 2008-10-22 | 2009-10-01 |
| 7 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-23 | 2011-01-03 |
| 8 | Aurora Borealis Investment Services Limited | Rep | Dealing in securities | 2016-08-04 | 2020-11-02 |
| 9 | Aurora Borealis Investment Services Limited | Rep | Asset management | 2017-01-03 | 2020-11-02 |
| 10 | Lapland Securities Limited | Rep | Advising on securities | 2020-11-10 | 2020-11-12 |
| 11 | Lapland Securities Limited | Rep | Asset management | 2020-11-10 | 2020-11-12 |
| 12 | Lapland Securities Limited | Rep | Dealing in securities | 2020-11-10 | 2020-11-12 |
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