Shi, Lei (SFC:BLE460) 時磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2017-10-10 | 2019-10-25 |
2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-12-06 | 2022-04-08 | Rep | Advising on securities | 2019-12-19 | 2022-04-08 | Rep | Dealing in securities | 2019-12-19 | 2022-04-08 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2022-06-06 |
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