Wong, Kai Yuen (SFC:BLF209) 黃啟源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2017-10-10 | 2021-08-27 | Rep | Dealing in securities | 2020-08-27 | 2021-08-27 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-09-16 | 2022-10-07 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-09-16 | 2022-10-07 | Rep | Advising on securities | 2021-10-26 | 2022-10-07 |
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