Ong, Charlie Yveline Jeanne
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AOP Capital Limited | Rep | Asset management | 2020-05-21 | 2023-08-31 | Rep | Advising on securities | 2020-07-03 | 2023-08-31 |
| 2 | Augventive Limited | RO | Advising on securities | 2023-09-04 | RO | Asset management | 2023-09-04 |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2017-10-18 | 2018-07-12 |
| 4 | Swiss-Asia Asset Management (HK) Limited | Rep | Advising on securities | 2019-02-13 | 2019-11-02 | Rep | Asset management | 2019-02-13 | 2019-11-02 |
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