Tong, Kin Yip 湯建業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Leeds Fund International Limited | Rep | Advising on securities | 2017-10-18 | 2019-05-31 | Rep | Asset management | 2017-10-18 | 2019-05-31 |
| 2 | Leeds Securities Investment Limited | Rep | Dealing in securities | 2018-11-05 | 2019-05-31 |
| 3 | Lumineux Asset Management Limited | Rep | Asset management | 2020-03-17 | 2022-08-01 |
| 4 | Lumineux Securities Limited | Rep | Advising on securities | 2020-03-17 | 2022-08-31 | Rep | Dealing in securities | 2020-03-17 | 2022-08-31 |
| 5 | PROLIFERATION ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-11-26 | 2020-02-28 | Rep | Asset management | 2019-11-26 | 2020-02-28 |
| 6 | Shangding International Asset Management Company Limited | RO | Asset management | 2023-09-25 |
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