Su, Shan (SFC:AOU240) 蘇珊

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2009-09-09 2010-09-01
Merrill Lynch (Asia Pacific) Limited Rep 2014-07-02 2018-07-31
Merrill Lynch Far East Limited Rep 2014-07-02 2018-07-31
Credit Suisse (Hong Kong) Limited Rep 2018-11-15 2021-04-30
CMB International Capital Limited Rep 2021-10-04
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2014-07-02 2018-07-31
Merrill Lynch Far East Limited Rep 2014-07-02 2018-07-31
Credit Suisse (Hong Kong) Limited Rep 2018-11-15 2021-04-30
3 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2007-04-16 2008-12-11
Credit Suisse (Hong Kong) Limited Rep 2008-11-12 2008-12-11
4 Credit Suisse Futures (Hong Kong) Limited Rep Dealing in futures contracts 2007-04-16 2008-12-11
Credit Suisse (Hong Kong) Limited Rep 2008-11-12 2008-12-11
5 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2007-04-16 2008-12-11
CCB INTERNATIONAL CAPITAL LIMITED Rep 2009-09-09 2010-09-01
Merrill Lynch (Asia Pacific) Limited Rep 2014-07-02 2018-07-31
Merrill Lynch Far East Limited Rep 2014-07-02 2018-07-31
Credit Suisse (Hong Kong) Limited Rep 2018-11-15 2021-04-30
CMB International Capital Limited Rep 2021-10-04

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top