Su, Shan (SFC:AOU240) 蘇珊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2009-09-09 2010-09-01
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2014-07-02 2018-07-31
3 Merrill Lynch Far East Limited Rep Advising on corporate finance 2014-07-02 2018-07-31
4 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2018-11-15 2021-04-30
5 CMB International Capital Limited Rep Advising on corporate finance 2021-10-04
6 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2014-07-02 2018-07-31
7 Merrill Lynch Far East Limited Rep Advising on securities 2014-07-02 2018-07-31
8 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2018-11-15 2021-04-30
9 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2007-04-16 2008-12-11
10 Credit Suisse (Hong Kong) Limited Rep Automated trading services 2008-11-12 2008-12-11
11 Credit Suisse Futures (Hong Kong) Limited Rep Dealing in futures contracts 2007-04-16 2008-12-11
12 Credit Suisse (Hong Kong) Limited Rep Dealing in futures contracts 2008-11-12 2008-12-11
13 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2007-04-16 2008-12-11
14 CCB INTERNATIONAL CAPITAL LIMITED Rep Dealing in securities 2009-09-09 2010-09-01
15 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2014-07-02 2018-07-31
16 Merrill Lynch Far East Limited Rep Dealing in securities 2014-07-02 2018-07-31
17 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2018-11-15 2021-04-30
18 CMB International Capital Limited Rep Dealing in securities 2021-10-04

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