Yu, Shuk Mei 余淑美

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 New Harvest Wealth Securities Company Limited Rep Advising on securities 2017-09-11 2024-02-09
2 New Harvest Wealth Securities Company Limited Rep Asset management 2021-09-28 2024-02-09
3 CES Commodities (HK) Limited Rep Dealing in futures contracts 2007-09-19 2007-10-11
CITIC Securities Futures (HK) Limited Rep 2007-11-07 2010-06-28
ICBC INTERNATIONAL FUTURES LIMITED Rep 2010-07-05 2010-11-04
4 BANK OF COMMUNICATIONS TRUSTEE LIMITED Rep Dealing in securities 2007-05-15 2007-06-28
Everbright Securities Investment Services (HK) Limited Rep 2007-08-21 2007-10-11
CITIC Securities Brokerage (HK) Limited Rep 2007-11-07 2010-06-28
ICBC INTERNATIONAL SECURITIES LIMITED Rep 2010-07-05 2010-11-04
New Harvest Wealth Securities Company Limited Rep 2017-09-11 2024-02-09

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