Yu, Shuk Mei 余淑美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | New Harvest Wealth Securities Company Limited | Rep | Advising on securities | 2017-09-11 | 2024-02-09 |
| 2 | New Harvest Wealth Securities Company Limited | Rep | Asset management | 2021-09-28 | 2024-02-09 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-09-19 | 2007-10-11 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-11-07 | 2010-06-28 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-05 | 2010-11-04 |
| 6 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Dealing in securities | 2007-05-15 | 2007-06-28 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-08-21 | 2007-10-11 |
| 8 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-11-07 | 2010-06-28 |
| 9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-05 | 2010-11-04 |
| 10 | New Harvest Wealth Securities Company Limited | Rep | Dealing in securities | 2017-09-11 | 2024-02-09 |
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