Ngai, Alice Kit Ying 倪潔瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-23 | 2008-05-30 | Rep | Dealing in securities | 2007-04-23 | 2008-05-30 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-07-09 | 2010-05-18 |
| 3 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-07-09 | 2009-07-31 | Rep | Dealing in securities | 2008-07-09 | 2009-07-31 | Rep | Automated trading services | 2008-08-14 | 2009-07-31 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2010-05-18 | Rep | Dealing in securities | 2008-10-13 | 2010-05-18 |
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