Kwok, Lai Shan 郭麗珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2007-05-17 | 2007-11-06 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-04-11 | 2011-08-20 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-04-11 | 2011-08-20 |
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