Nagpal, Shantanu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Advising on securities | 2010-03-12 | 2010-05-18 | Rep | Asset management | 2010-03-12 | 2010-05-18 | Rep | Advising on futures contracts | 2010-04-01 | 2010-05-18 | RO | Advising on futures contracts | 2010-05-18 | 2010-11-19 | RO | Advising on securities | 2010-05-18 | 2010-11-19 | RO | Asset management | 2010-05-18 | 2010-11-19 |
| 2 | Ellerston Capital (Hong Kong) Limited | Rep | Advising on securities | 2008-02-05 | 2008-06-27 | Rep | Asset management | 2008-02-05 | 2008-06-27 | RO | Advising on securities | 2008-06-27 | 2010-02-26 | RO | Asset management | 2008-06-27 | 2010-02-26 |
| 3 | Point72 Hong Kong Limited | Rep | Asset management | 2011-02-14 | 2011-09-07 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-04-20 | 2007-10-26 | Rep | Asset management | 2007-04-20 | 2007-10-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy