Nagpal, Shantanu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-04-20 | 2007-10-26 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2007-04-20 | 2007-10-26 |
| 3 | Ellerston Capital (Hong Kong) Limited | Rep | Advising on securities | 2008-02-05 | 2008-06-27 |
| 4 | Ellerston Capital (Hong Kong) Limited | Rep | Asset management | 2008-02-05 | 2008-06-27 |
| 5 | Ellerston Capital (Hong Kong) Limited | RO | Advising on securities | 2008-06-27 | 2010-02-26 |
| 6 | Ellerston Capital (Hong Kong) Limited | RO | Asset management | 2008-06-27 | 2010-02-26 |
| 7 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Advising on securities | 2010-03-12 | 2010-05-18 |
| 8 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Asset management | 2010-03-12 | 2010-05-18 |
| 9 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-04-01 | 2010-05-18 |
| 10 | BREVAN HOWARD (HONG KONG) LIMITED | RO | Advising on futures contracts | 2010-05-18 | 2010-11-19 |
| 11 | BREVAN HOWARD (HONG KONG) LIMITED | RO | Advising on securities | 2010-05-18 | 2010-11-19 |
| 12 | BREVAN HOWARD (HONG KONG) LIMITED | RO | Asset management | 2010-05-18 | 2010-11-19 |
| 13 | Point72 Hong Kong Limited | Rep | Asset management | 2011-02-14 | 2011-09-07 |
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