Toong, David Po Ming 佟寶銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS INTERNATIONAL HONG KONG LIMITED | Rep | Advising on securities | 2007-04-24 | 2010-07-10 | Rep | Dealing in securities | 2007-04-24 | 2010-07-10 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2020-08-17 | 2021-05-31 | Rep | Dealing in securities | 2020-08-17 | 2021-05-31 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2020-08-17 | 2021-05-31 | Rep | Dealing in securities | 2020-08-17 | 2021-05-31 |
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