Law, Chi Pang 羅志鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ban Loong Pharmacy Limited | RO | Advising on securities | 2018-10-15 | 2022-08-25 | RO | Asset management | 2018-10-15 | 2022-08-25 |
| 2 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2016-10-07 | 2017-04-17 | Rep | Asset management | 2016-10-07 | 2017-04-17 |
| 3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2007-05-03 | 2011-05-07 | Rep | Asset management | 2011-10-17 | 2014-05-02 |
| 4 | SMART GRANDLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-06-13 | 2017-07-24 | Rep | Asset management | 2017-06-13 | 2017-07-24 | RO | Advising on securities | 2017-07-24 | 2017-11-30 | RO | Asset management | 2017-07-24 | 2017-11-30 |
| 5 | Yonghe Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-05-05 | 2023-06-01 | Rep | Asset management | 2023-05-05 | 2023-06-01 | RO | Advising on securities | 2023-06-01 | RO | Asset management | 2023-06-01 |
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