Wu, Xuan (SFC:AOW803) 吳軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-04-19 | 2017-08-18 | Rep | Dealing in securities | 2017-04-19 | 2017-08-18 | RO | Advising on securities | 2017-08-18 | 2023-02-27 | RO | Dealing in securities | 2017-08-18 | 2023-02-27 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2007-06-26 | 2010-11-12 | Rep | Dealing in securities | 2013-03-05 | 2017-03-07 | Rep | Asset management | 2013-11-27 | 2015-10-13 | RO | Advising on securities | 2013-11-27 | 2017-03-07 |
| 3 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2011-01-25 | 2013-01-31 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2012-04-13 | 2013-01-31 |
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