Kuo, Chun-Ju 郭純如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-08 | 2007-12-01 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-08-01 | 2010-09-06 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-01 | 2010-09-06 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-02-14 | 2008-05-07 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-03-04 | 2008-05-07 |
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