Li, Sera Lai Shan 李麗珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-12-09 | 2013-10-17 | Rep | Dealing in securities | 2011-12-09 | 2013-10-17 |
| 2 | WM (HK) Limited | Rep | Advising on securities | 2007-07-04 | 2009-01-14 | Rep | Dealing in securities | 2007-07-04 | 2009-01-14 |
| 3 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-19 | 2021-04-30 |
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