Fan, Claris Wai Ping 樊惠萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-30 | 2009-09-07 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-01-28 | 2011-06-12 | Rep | Dealing in securities | 2015-08-19 | 2017-06-25 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-01-28 | 2011-04-01 | Rep | Dealing in futures contracts | 2015-08-19 | 2016-02-02 |
| 4 | CTBC Asia Limited | Rep | Advising on securities | 2007-05-08 | 2007-07-03 | Rep | Dealing in securities | 2007-05-08 | 2007-07-03 |
| 5 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-09-15 | 2009-11-02 | Rep | Dealing in futures contracts | 2009-10-12 | 2009-11-02 |
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