Burns, Leonard Carter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-03-04 | 2014-03-05 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-10-14 | 2016-10-21 | Rep | Dealing in securities | 2017-03-17 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-29 | 2011-02-22 | Rep | Dealing in securities | 2007-05-29 | 2011-02-22 | Rep | Dealing in futures contracts | 2011-03-14 | 2011-06-14 | Rep | Dealing in securities | 2011-03-14 | 2011-06-14 |
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