Chen, Lin (SFC:AOX336) 陳林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2007-05-14 | 2008-05-30 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-06-10 | 2017-08-23 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2019-12-20 | 2020-07-19 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2008-06-25 | 2009-09-07 | Rep | Dealing in securities | 2008-07-29 | 2009-09-07 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2017-09-18 | 2019-04-04 |
| 6 | Seres Asset Management Limited | Rep | Asset management | 2011-04-04 | 2013-10-25 |
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