Shi, Yu (SFC:AOX368) 石鈺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVALOK CAPITAL LIMITED | Rep | Asset management | 2013-08-02 | 2014-04-11 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2007-06-15 | 2011-04-26 |
| 3 | DL SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2012-10-24 | 2013-05-20 | Rep | Advising on securities | 2012-10-24 | 2013-05-20 |
| 4 | GF Asset Management (Hong Kong) Limited | Rep | Asset management | 2020-09-02 | 2022-02-23 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-04-06 | Rep | Advising on securities | 2017-04-06 | 2017-12-07 | RO | Advising on securities | 2017-12-07 |
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