Harford, Suni Pedersen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-10-23 | 2017-10-29 | Rep | Dealing in securities | 2017-10-23 | 2017-10-29 | Rep | Advising on securities | 2018-01-09 | 2018-01-12 | Rep | Dealing in securities | 2018-01-09 | 2018-01-12 | Rep | Advising on securities | 2019-01-07 | 2019-01-12 | Rep | Dealing in securities | 2019-01-07 | 2019-01-12 |
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