Welch, Lionel Peter Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2012-02-22 | 2014-05-29 | Rep | Asset management | 2012-02-22 | 2014-05-29 | Rep | Dealing in securities | 2012-02-22 | 2014-05-29 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-08-16 | 2014-05-29 | Rep | Asset management | 2012-08-16 | 2014-05-29 | Rep | Dealing in securities | 2012-08-16 | 2014-05-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-05-23 | 2011-01-20 | Rep | Dealing in securities | 2007-05-23 | 2011-01-20 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-05-23 | 2010-12-06 | Rep | Dealing in futures contracts | 2007-05-23 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-01-20 |
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