Kwok, Hiu Lam 郭曉藍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-09-09 | 2016-04-18 | Rep | Dealing in securities | 2013-09-09 | 2016-04-18 | Rep | Advising on securities | 2015-09-29 | 2016-04-18 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-04-26 | 2021-06-18 | Rep | Dealing in securities | 2016-04-26 | 2021-06-18 | Rep | Asset management | 2018-12-18 | 2021-06-18 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-25 | 2008-02-16 |
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